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26 Mar 2020 ASIC updates

ASIC COVID-19 response top priority

In coordination with the Council of Financial Regulators (CFR), ASIC is focusing its regulatory efforts on challenges created by the COVID-19 pandemic.

Until at least 30 September 2020, the other matters that ASIC will afford priority are where there is the risk of significant consumer harm, serious breaches of the law, risks to market integrity and time-critical matters.

Read more here.

ASIC bans Western Australian adviser for four years

ASIC has banned Kelmscott-based financial adviser Mr. Anthony Hilsley from providing financial services for four years. ASIC found that Mr. Hilsley failed to comply with financial services laws, including failing to provide financial advice that was in the best interests of his clients.

Read more here.

COVID-19 may impact upcoming AGMs and financial reporting requirements

Coronavirus (COVID-19) may temporarily impact on companies’ ability to hold an annual general meeting (AGM). This issue is most immediately relevant for listed and unlisted public companies with 31 December balance dates that are required to hold an AGM by 31 May 2020.

Read more here.

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