shopping_cart

Your shopping cart is empty

  • Home
  • Financial services reforms and regulations presentation

Financial services reforms and regulations presentation

Member Price: Free
Non Member Price: $15.00

DisclaimerThis material is copyright. Apart from any fair dealing for the purposes of private study, research, criticism or review, as permitted under the Copyright Act, no part may be reproduced by any process without written permission from The Tax Institute.
Unless expressly stated, opinions are not that of The Tax Institute, which accepts no responsibility for the accuracy of any of the information contained within it.

Published on 06 Jun 13 by NEW SOUTH WALES DIVISION, THE TAX INSTITUTE

This paper covers some of the key elements of the financial services regulations and their impact on practitioners including,

  • impact of Future of Financial Advice (FOFA)
  • accountant exemption and the transition period
  • limited AFSL for accountants and SMSF advisers??
  • tax advice provided by non-tax practitioners/ accountants??
  • SMSF auditors registration.

Author profile

Nidal Danoun CTA
Photo of author, Nidal DANOUN Nidal is the Principal Director of Prosperity Financial Services (PFS Consultancy). Nidal provides advice to financial institutions and professionals in the areas of advice assessment, financial services regulatory compliance and practice management. Nidal also works closely with the regulators in this space, including working as a subject matter expert advising on issues related to quality of advice, enforceable undertakings and licensing and accreditation of financial advisers. Nidal holds a Master of Commerce, he is a Chartered Accountant, a Fellow CPA Financial Planning Specialist, Certified Financial Planner, and a member of the CFA Institute. Nidal has over 20 years' experience in the financial services industry. - Current at 02 March 2017

 

This was presented at NSW 6th Annual Tax Forum .

Get a 20% discount when you buy all the items from this event.

Individual sessions

Dividends, franking and section 245T

Author(s):  James PETTIGREW

Materials from this session:

An update on the consolidation regime

Author(s):  Andrew Hirst,  Daniel SYDES

Materials from this session:

TOFA - Business as usual?

Author(s):  Julian CHENG

Materials from this session:

The evolving compliance obligation

Author(s):  Judy MORRIS,  David DRUMMOND

Materials from this session:

Employee share plans

Author(s):  Rob BASKER

Materials from this session:

An update on GST

Author(s):  Alison MARSHALL,  Jacqui HARDWICK

Materials from this session:

Increased tax risks for directors

Author(s):  Bradley TONKS

Materials from this session:

It's special, super special - Non-arm's length income

Author(s):  Jennifer YEO

Materials from this session:

What's so special about those circumstances? The Commissioner's discretion to disregard or reallocate excess super contributions

Author(s):  Matthew McKEE

Materials from this session:

Employer tax obligations - Staying a step ahead

Author(s):  Andrew HUTT

Materials from this session:

Alternative dispute resolution

Author(s):  Deborah HASTINGS,  Gina LAZANAS,  Judy SULLIVAN

Materials from this session:

Superannuation

Author(s):  Mark PAYNE

Materials from this session:

The new Part IVA

Author(s):  Cory HILLIER,  Justin CHERRINGTON

Materials from this session:

Franking dividends - Some tips and traps

Author(s):  Brent MURPHY

Materials from this session:

Financial services reforms and regulations

Author(s):  Nidal DANOUN

Materials from this session:

What's happening in the not-for-profit sector?

Author(s):  Darren FITTLER

Materials from this session:

Residence of individuals

Author(s):  Sanjay WAVDE

Materials from this session:

The promoter penalties regime

Author(s):  Aislinn WALWYN,  George MONTANEZ

Materials from this session:

Garnishees and freezing orders

Author(s):  Rashelle Seiden,  Tim RUSSELL

Materials from this session:

Divorce and taxes

Author(s):  Kelvin FITZALAN

Materials from this session:

Securitisation vehicles and limited recourse debt amendments

Author(s):  Mark HADASSIN,  Greig HUBBARD

Materials from this session:

An update on capital management issues including debt/equity: recent developments

Author(s):  Simon JENNER,  Steven GUO

Materials from this session:

Transfer pricing legislation reform - Tranche 2: What does it mean for tax payers?

Author(s):  Paul BALKUS,  Jesper SOLGAARD

Materials from this session:

The R&D tax incentive

Author(s):  Ian Ross-Gowan,  Kris GALE

Materials from this session:

Trusts...What can you do and what you need to do before June 30?

Author(s):  Gordon S COOPER

Materials from this session:

Is your business CGT concession ready?

Author(s):  Greg TRAVERS,  Todd Want

Materials from this session:

Limited Recourse Borrowing Arrangements by SMSFs - In practice

Author(s):  Lisa ODDO

Materials from this session:

Division 7A

Author(s):  Andrew Noolan

Materials from this session:

Review of tax agent services regime with a focus on reasonable care

Author(s):  Adrian ABBOTT

Materials from this session:

Use of testamentary trusts in estate planning

Author(s):  Dung Lam

Materials from this session:

Should you offer estate planning to your client?

Author(s):  Bernie O'SULLIVAN

Materials from this session:

Superannuation contributions: Getting money into the fund

Author(s):  Jennie LYNN

Materials from this session:

Superannuation benefits: Getting money out of the fund

Author(s):  Mike Mitchell

Materials from this session:

Trust reforms

Author(s):  Ken SCHURGOTT

Materials from this session:

Further details about this event:

 

Copyright Statement
click to expand/collapse