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Financial services reforms and regulations presentation


This paper covers some of the key elements of the financial services regulations and their impact on practitioners including,

  • impact of Future of Financial Advice (FOFA)
  • accountant exemption and the transition period
  • limited AFSL for accountants and SMSF advisers??
  • tax advice provided by non-tax practitioners/ accountants??
  • SMSF auditors registration.

Author profile

Nidal Danoun CTA
Photo of author, Nidal DANOUN Nidal is the Principal Director of Prosperity Financial Services (PFS Consultancy). Nidal provides advice to financial institutions and professionals in the areas of advice assessment, financial services regulatory compliance and practice management. Nidal also works closely with the regulators in this space, including working as a subject matter expert advising on issues related to quality of advice, enforceable undertakings and licensing and accreditation of financial advisers. Nidal holds a Master of Commerce, he is a Chartered Accountant, a Fellow CPA Financial Planning Specialist, Certified Financial Planner, and a member of the CFA Institute. Nidal has over 20 years' experience in the financial services industry. - Current at 02 March 2017


This was presented at NSW 6th Annual Tax Forum .

Get a 20% discount when you buy all the items from this event.

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Franking dividends - Some tips and traps

Author(s):  Brent MURPHY

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Financial services reforms and regulations

Author(s):  Nidal DANOUN

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The promoter penalties regime

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