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Promoter penalties and financial product providers - a provider's perspective presentation

Published on 15 Feb 07 by NATIONAL EVENTS, TAXATION INSTITUTE OF AUSTRALIA

This presentation covers:

  • administration of product development / marketing cycle
  • establishing controls over product development
  • establishing controls over financial advisors.

Author profile:

Glenn Hunter CTA
Glenn started his career with the ATO in Adelaide and then moved to the Head Office in Canberra. He worked for 13 years in the ATO and prior to his leaving was a Senior Officer in what was then known as the Legislative Services Group. He joined KPMG in Melbourne in 1994 and after three years went to NAB as a Principal Tax Manager. His role is to primarily oversee the nabCapital operations of the bank from a taxation aspect. Current at 12 December 2006
 

This was presented at 2007 Financial Services Taxation Conference: Financial Services Unleashed.

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Promoter penalties and financial product providers - a provider's perspective

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Innovative capital raisings

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Developments in cross border financial transactions - advisor responds

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