Published on 12 Jun 14
by WESTERN AUSTRALIAN DIVISION, THE TAX INSTITUTE
This presentation covers:
- introduction to the new regime
- overview of licensing options available for accountants
- non-limited AFS licence
- limited AFS licence
- authorised representative of an AFS licensee
- the practical requirements of the new licensing regime
- resources to obtain your own licence.
Mark Halsey is a Solicitor with Halsey & Associates and has extensive practice relating to FSR issues. Prior to becoming admitted, he was involved in the funds management and insurance industries including three years as a private client adviser with stockbrokers Saw James. He was also State Financial Planning Manager - MLC Financial Planning Services in WA. Mark advises a wide range of clients in financial series, corporation law, insurance and
banking issues and has provided legal services and training series to a broad range of organisations. During 2001 Mark jointly conducted the national compliance review of dealer groups Securitor and PACT, in conjunction with international law firm Minter Ellison. Halsey & Associates was established in 2000.
Current at 31 October 2003 Current at 19 March 2010
Click here to expand/collapse more articles by Mark HALSEY.
Current at 26 May 2009
Click here to expand/collapse more articles by Fiona HALSEY.