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Licensing regime presentation


This presentation covers:

  • licensing for accountants
  • option 1: no licence
  • option 2: SMSF only
  • option 3: SMSF & strategic
  • option 4: SMSF, strategic & product
  • authorised rep v own AFSL.

Author profile

Paul Derham
Paul is an expert in financial service law and Australian financial services (AFS) licensing. As a Partner of Holley Nethercote Commercial & Financial Services Lawyers and its related compliance business, Compact • Compliance & Training, Paul advises on licence applications and variations, AFS licensing-related disputes, and ongoing AFS licensing conduct and disclosure obligations. Paul works closely with financial planning dealer groups, accounting firms and professional bodies, assisting them in the development of their licensing guidance materials for members. - Current at 24 September 2015


This was presented at National Superannuation Conference 2015 .

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